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Florence Yagoda

Citigroup Global Markets Inc.

Tampa, FL

Apollo Beach, FL

CRD 2528435

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-17
  • FL RA
    APPROVED
    Since 2018-05-17

Branch Locations

Citi Private Bank 3800 Citigroup Center Drive, Bldg. A, Fl 1, Tampa, FL 33610 • United States

Apollo Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc New York NY 03/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-15
S63 Uniform Securities Agent State Law Examination 1997-03-03
  • S65 Uniform Investment Adviser Law Examination
    2018-05-15
  • S63 Uniform Securities Agent State Law Examination
    1997-03-03
Other Names
  • Florence Ann Yagoda Sofer
  • Florence Ann Yagoda
  • Florence Ann Yagoda
  • Florence Yagoda Sofer
  • Florence Yagoda Yagoda

View on SEC IAPD

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