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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-02 |
| IL | RA | APPROVED | 2017-05-03 |
| IN | RA | APPROVED | 2014-09-22 |
Branch Locations
9635 Saric Ct. Suite 100, Highland, IN 46322 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Highland | IN | 09/2014 | Present |
1) 09/22/2014: Vinci Enterprises Inc. (VEI) - Real Estate Rental - Investment Related 2) 10/03/2014: Diversified Wealth Solutions, LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 09/23/2014 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 04/04/2024 - Vinci Enterprises Inc - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 01/19/2024 - 60 Hours Per Month/ 10 Hours During Trading 4) 07/05/2024 - Real Estate Rental - Investment Related - Miami, FL - Start Date 04/04/2024 - 10 Hours Per Month/ 2 Hours During Trading 5) 12/02/2024 - Vinci Enterprises Inc. - Real Estate Rental - Investment Related - Home BAsed - Start Date 09/22/2014 - 30 hours per month/ 2 hours during trading 6) 02/28/2025 - Paradise Palms of the Florida Gulf, INC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date:03/05/2025 - 10 Hrs/Mth - 2 Hrs During Trading. 7) 03/21/2025 - Vinci Enterprises Inc - Real Estate Rental - Investment related - At Reported Business Location(s) - Start Date: 03/19/2025 10 Hrs/Mth - 20 Hrs During Trading. 8) 06/13/2025 - Vinci Properties, LLC - Investment Related - Real Estate Rental - Joliet IL - Start Date:05/30/2025 - 10 Hrs/Mth - 10 Hrs During Trading. 9) 08/15/2025 - Cannonball Run Inc - Other - Turo- Car rental - Fort Myers Fl - Not Inv Rel - Start Date:07/31/2025 - 5 Hrs/Mth - 5 Hrs During Trading. 10) 08/15/2025 - Vinci Enterprises Inc - Real Estate Rental - Ct Manhattan - Inv Rel - Start Date:07/25/2025 - 10 Hrs/Mth - 10 Hrs During Trading. 11) 09/09/2025 - Protect, Grow and Win in Retirement - Other - Author - At reported business location(s) - Inv rel - Start date: 08/28/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 12) 03/24/2026 - Cannonball Run, LLC - Business Owner - Not Investment Related - Anaconda, MT - Start Date 02/23/2026 - 1 hour per month/ 0 hours during trading 13) 04/07/2026 - Top Gun Specialty Cars, INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Fort Myers, FL - Start Date 03/16/2026 - 1 hour per month/ 0 hours during trading 14) 05/12/2026- DWS Intermediate LLC- Business Owner- Not Investment Related- Highland, IN - Start Date 03/01/2026- 1 hour per month/ 0 hours during trading 15) 05/12/2026- DWS Holdings LLC- Business Owner- Not Investment Related- Highland, IN - Start Date 03/01/2026- 0 hours per month/ during trading 16) 06/30/2026- Lakepoint Capital LLC- Real Estate Rental- Investment Related-Griffith, IN- Start Date 06/29/2026- 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-26 |
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