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Giuseppe Pannarale

LPl Financial LLC

Highland, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-02
IL RA APPROVED 2017-05-03
IN RA APPROVED 2014-09-22
  • TX RA
    APPROVED_RES
    Since 2020-07-02
  • IL RA
    APPROVED
    Since 2017-05-03
  • IN RA
    APPROVED
    Since 2014-09-22

Branch Locations

9635 Saric Ct. Suite 100, Highland, IN 46322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Highland IN 09/2014 Present
Previous Registrations
  • 2014-07-18 → 2014-09-29
    Munster, IN
    Hammond, IN
    Hammond, IN
  • 2008-03-04 → 2014-07-28
    Munster, IN
    Fort Mill, SC
    Munster, IN
    Palos Heights, IL
  • 2003-10-21 → 2008-03-05
    Ifmg Securities, Inc.
    Crown Point, IN
    Highland, IN
    South Holland, IL
    Palos Heights, IL
    Munster, IN
    Munster, IN
    Munster, IN
Other Businesses

1) 09/22/2014: Vinci Enterprises Inc. (VEI) - Real Estate Rental - Investment Related 2) 10/03/2014: Diversified Wealth Solutions, LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 09/23/2014 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 04/04/2024 - Vinci Enterprises Inc - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 01/19/2024 - 60 Hours Per Month/ 10 Hours During Trading 4) 07/05/2024 - Real Estate Rental - Investment Related - Miami, FL - Start Date 04/04/2024 - 10 Hours Per Month/ 2 Hours During Trading 5) 12/02/2024 - Vinci Enterprises Inc. - Real Estate Rental - Investment Related - Home BAsed - Start Date 09/22/2014 - 30 hours per month/ 2 hours during trading 6) 02/28/2025 - Paradise Palms of the Florida Gulf, INC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date:03/05/2025 - 10 Hrs/Mth - 2 Hrs During Trading. 7) 03/21/2025 - Vinci Enterprises Inc - Real Estate Rental - Investment related - At Reported Business Location(s) - Start Date: 03/19/2025 10 Hrs/Mth - 20 Hrs During Trading. 8) 06/13/2025 - Vinci Properties, LLC - Investment Related - Real Estate Rental - Joliet IL - Start Date:05/30/2025 - 10 Hrs/Mth - 10 Hrs During Trading. 9) 08/15/2025 - Cannonball Run Inc - Other - Turo- Car rental - Fort Myers Fl - Not Inv Rel - Start Date:07/31/2025 - 5 Hrs/Mth - 5 Hrs During Trading. 10) 08/15/2025 - Vinci Enterprises Inc - Real Estate Rental - Ct Manhattan - Inv Rel - Start Date:07/25/2025 - 10 Hrs/Mth - 10 Hrs During Trading. 11) 09/09/2025 - Protect, Grow and Win in Retirement - Other - Author - At reported business location(s) - Inv rel - Start date: 08/28/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 12) 03/24/2026 - Cannonball Run, LLC - Business Owner - Not Investment Related - Anaconda, MT - Start Date 02/23/2026 - 1 hour per month/ 0 hours during trading 13) 04/07/2026 - Top Gun Specialty Cars, INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Fort Myers, FL - Start Date 03/16/2026 - 1 hour per month/ 0 hours during trading 14) 05/12/2026- DWS Intermediate LLC- Business Owner- Not Investment Related- Highland, IN - Start Date 03/01/2026- 1 hour per month/ 0 hours during trading 15) 05/12/2026- DWS Holdings LLC- Business Owner- Not Investment Related- Highland, IN - Start Date 03/01/2026- 0 hours per month/ during trading 16) 06/30/2026- Lakepoint Capital LLC- Real Estate Rental- Investment Related-Griffith, IN- Start Date 06/29/2026- 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-08
S63 Uniform Securities Agent State Law Examination 1996-10-26
  • S66 Uniform Combined State Law Examination
    2003-10-08
  • S63 Uniform Securities Agent State Law Examination
    1996-10-26
Other Names
  • Joe Pannarale
  • Joseph Pannarale
  • Giuseppe Pannavale

View on SEC IAPD

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