Best Investors
Account
Sign in
Best Investors
Account
Sign in
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-24 |
| TX | RA | APPROVED | 2024-01-24 |
Branch Locations
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
685 Main Street Suite A, Morro Bay, CA 93442 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Asset Management & Servicing, Inc. | San Luis Obispo | CA | 02/2012 | 04/2017 |
| Vellum Financial, Llc | San Luis Opispo | CA | 02/2012 | 04/2017 |
| Wealthsource Partners, Llc | San Luis Obispo | CA | 01/2016 | 04/2017 |
| Wealthsource Insurance Services, Llc | San Luis Obispo | CA | 01/2016 | 04/2017 |
| Wealthsource Partners, Llc | Morro Bay | CA | 04/2017 | 09/2024 |
| Wealthsource Insurance Services, Llc | Morro Bay | CA | 04/2017 | Present |
| Vellum Financial, Llc | Morro Bay | CA | 04/2017 | 12/2017 |
| Comprehensive Asset Management & Servicing, Inc. | Morro Bay | CA | 04/2017 | 01/2018 |
| Apw Capital, Inc. | Morro Bay | CA | 01/2018 | 12/2023 |
| Onedigital Investment Advisors Llc | Morro Bay | CA | 01/2024 | Present |
1) KEVIN CHARLES SWANSON DBA K CHARLES FINANCIAL AND INSURANCE SERVICES; INVESTMENT RELATED; 685 MAIN STREET, SUITE A, MORRO BAY, CALIFORNIA 93442; INSURANCE SALES; INSURANCE AGENT; JUNE 2013 START DATE; 20 HOURS/MONTH DEVOTED TO INSURANCE SALES; 0 HOURS/MONTH DURING SECURITIES TRADING HOURS DEVOTED TO INSURANCE SALES; SALES OF FIXED INSURANCE, INCLUDING EQUITY INDEXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-23 |
Reach out to this advisor