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Daniel Thomas Steele

Columbia Management Investment Advisers, LLC

Boston, MA

CRD 2528336

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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-08-05
HI RA APPROVED 2024-06-19
FL RA APPROVED 2024-05-09
OR RA APPROVED 2024-05-03
AR RA APPROVED 2024-04-25
AZ RA APPROVED 2024-04-24
IL RA APPROVED 2024-04-12
DE RA APPROVED 2024-04-11
PR RA APPROVED 2024-04-11
MI RA APPROVED 2024-04-09
VI RA APPROVED 2024-04-09
NC RA APPROVED 2024-04-08
ND RA APPROVED 2024-04-08
SC RA APPROVED 2024-04-08
SD RA APPROVED 2024-04-08
WV RA APPROVED 2024-04-08
GA RA APPROVED 2024-04-05
IA RA APPROVED 2024-04-05
ME RA APPROVED 2024-04-05
NH RA APPROVED 2024-04-05
CO RA APPROVED 2024-04-04
CT RA APPROVED 2024-04-04
IN RA APPROVED 2024-04-04
KS RA APPROVED 2024-04-04
MO RA APPROVED 2024-04-04
MT RA APPROVED 2024-04-04
NV RA APPROVED 2024-04-04
NJ RA APPROVED 2024-04-04
NM RA APPROVED 2024-04-04
PA RA APPROVED 2024-04-04
RI RA APPROVED 2024-04-04
UT RA APPROVED 2024-04-04
VA RA APPROVED 2024-04-04
WI RA APPROVED 2024-04-04
AL RA APPROVED 2024-04-03
AK RA APPROVED 2024-04-03
ID RA APPROVED 2024-04-03
KY RA APPROVED 2024-04-03
LA RA APPROVED 2024-04-03
MD RA APPROVED 2024-04-03
MN RA APPROVED 2024-04-03
MS RA APPROVED 2024-04-03
NE RA APPROVED 2024-04-03
NY RA APPROVED 2024-04-03
OH RA APPROVED 2024-04-03
OK RA APPROVED 2024-04-03
TX RA APPROVED_RES 2024-04-03
WA RA APPROVED 2024-04-03
MA RA APPROVED 2018-08-30
  • DC RA
    APPROVED
    Since 2024-08-05
  • HI RA
    APPROVED
    Since 2024-06-19
  • FL RA
    APPROVED
    Since 2024-05-09
  • OR RA
    APPROVED
    Since 2024-05-03
  • AR RA
    APPROVED
    Since 2024-04-25
  • AZ RA
    APPROVED
    Since 2024-04-24
  • IL RA
    APPROVED
    Since 2024-04-12
  • DE RA
    APPROVED
    Since 2024-04-11
  • PR RA
    APPROVED
    Since 2024-04-11
  • MI RA
    APPROVED
    Since 2024-04-09
  • VI RA
    APPROVED
    Since 2024-04-09
  • NC RA
    APPROVED
    Since 2024-04-08
  • ND RA
    APPROVED
    Since 2024-04-08
  • SC RA
    APPROVED
    Since 2024-04-08
  • SD RA
    APPROVED
    Since 2024-04-08
  • WV RA
    APPROVED
    Since 2024-04-08
  • GA RA
    APPROVED
    Since 2024-04-05
  • IA RA
    APPROVED
    Since 2024-04-05
  • ME RA
    APPROVED
    Since 2024-04-05
  • NH RA
    APPROVED
    Since 2024-04-05
  • CO RA
    APPROVED
    Since 2024-04-04
  • CT RA
    APPROVED
    Since 2024-04-04
  • IN RA
    APPROVED
    Since 2024-04-04
  • KS RA
    APPROVED
    Since 2024-04-04
  • MO RA
    APPROVED
    Since 2024-04-04
  • MT RA
    APPROVED
    Since 2024-04-04
  • NV RA
    APPROVED
    Since 2024-04-04
  • NJ RA
    APPROVED
    Since 2024-04-04
  • NM RA
    APPROVED
    Since 2024-04-04
  • PA RA
    APPROVED
    Since 2024-04-04
  • RI RA
    APPROVED
    Since 2024-04-04
  • UT RA
    APPROVED
    Since 2024-04-04
  • VA RA
    APPROVED
    Since 2024-04-04
  • WI RA
    APPROVED
    Since 2024-04-04
  • AL RA
    APPROVED
    Since 2024-04-03
  • AK RA
    APPROVED
    Since 2024-04-03
  • ID RA
    APPROVED
    Since 2024-04-03
  • KY RA
    APPROVED
    Since 2024-04-03
  • LA RA
    APPROVED
    Since 2024-04-03
  • MD RA
    APPROVED
    Since 2024-04-03
  • MN RA
    APPROVED
    Since 2024-04-03
  • MS RA
    APPROVED
    Since 2024-04-03
  • NE RA
    APPROVED
    Since 2024-04-03
  • NY RA
    APPROVED
    Since 2024-04-03
  • OH RA
    APPROVED
    Since 2024-04-03
  • OK RA
    APPROVED
    Since 2024-04-03
  • TX RA
    APPROVED_RES
    Since 2024-04-03
  • WA RA
    APPROVED
    Since 2024-04-03
  • MA RA
    APPROVED
    Since 2018-08-30

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mellon Asset Management Boston MA 07/2006 Present
Mbsc Securities Corporation Boston MA 07/2007 Present
The Bank Of New York Mellon Boston MA 07/2008 Present
Columbia Management Investment Distributors Inc Boston MA 06/2017 Present
  • 07/2006 → Present
    Mellon Asset Management
    Boston, MA
  • 07/2007 → Present
    Mbsc Securities Corporation
    Boston, MA
  • 07/2008 → Present
    The Bank Of New York Mellon
    Boston, MA
  • 06/2017 → Present
    Columbia Management Investment Distributors Inc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-18
S63 Uniform Securities Agent State Law Examination 1995-12-01
  • S65 Uniform Investment Adviser Law Examination
    2018-05-18
  • S63 Uniform Securities Agent State Law Examination
    1995-12-01

View on SEC IAPD

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BAYPINE HOLDINGS LP · BOSTON, MA
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