Richard William Engen

Current Employers

Great Plains Advisory Services Llc

6048 31St St S, Fargo, ND 58104 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-06-02
ND	RA	APPROVED	2024-07-03

MN RA
APPROVED

Since 2025-06-02
ND RA
APPROVED

Since 2024-07-03

Branch Locations

Fargo, ND • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
International Assets Advisory Llc	Orlando	FL	11/2010	03/2023
Global Assets Advisory, Llc	Fargo	ND	03/2020	04/2023
International Assets Investment Management, Llc	Fargo	ND	11/2010	08/2024
Great Plains Financial Services, Llp	Fargo	ND	03/2023	Present
Great Plains Advisory Services Llc	Fargo	ND	01/2024	Present

11/2010 → 03/2023

International Assets Advisory Llc

Orlando, FL
03/2020 → 04/2023

Global Assets Advisory, Llc

Fargo, ND
11/2010 → 08/2024

International Assets Investment Management, Llc

Fargo, ND
03/2023 → Present

Great Plains Financial Services, Llp

Fargo, ND
01/2024 → Present

Great Plains Advisory Services Llc

Fargo, ND

Previous Registrations

2016-01-19 → 2024-08-19

International Assets Investment Management, Llc

Fargo, ND

Fargo, ND
2020-03-16 → 2023-04-24

Global Assets Advisory, Llc

Fargo, ND

Orlando, FL

Fargo, ND
2012-06-04 → 2015-12-31

International Assets Investment Management, Llc

Orlando, FL

Fargo, ND

Fargo, ND
2010-08-16 → 2010-11-08

Vsr Financial Services, Inc.

Overland Park, KS

Fargo, ND
2003-04-22 → 2010-07-23

Fintegra, Llc

Fargo, ND

Fargo, ND

Other Businesses

1)GREAT PLAINS WEALTH MGMT - dba for GPFS LLP SECURITIES BUSINESS, GPAS LLC ADVISORY BUSINESS AND PERSONAL INSURANCE BUSINESS - 6048 31ST STREET S, FARGO, ND 58104 - INVESTMENT AND INSURANCE - 100% OWNER SINCE 2009 - APPROX 60 HRS/MO 2) GREAT PLAINS FINANCIAL SERVICES, LLP 6048 31St St S, FARGO ND 58104 - BROKER-DEALER - 85% OWNER/PARTNER SINCE 3/2023 - APPROX 25 HRS/MO 3) GREAT PLAINS ADVISORY SERVICES LLC 6048 31ST ST S, FARGO, ND 58104 - RIA - 50% PARTNER SINCE 01/2024 - APPROX 60 HRS/MO 4) FARMLAND RENTAL - 1570 22ND ST NE, ANAMOOSE, NORTH DAKOTA - FARMLAND AVAILABLE FOR RENTAL OR SHARE-CROPPING - 100% OWNER SINCE 4/2015 - APPROX 1 HR/QTR 5) MCJ COMMERCIAL REAL ESTATE 1620 32ND AVENUE S, FARGO, ND 58103 - REAL ESTATE SALES - AGENT SINCE 1/2022 - APPROX 3 HRS/QRT 6) ENGEN COMPANIES LLC 6048 31ST STREET S, FARGO, ND 58104 - BUSINESS & REAL ESTATE HOLDING COMPANY - 100% OWNER SINCE 1995 - APPROX 1 HR/QTR 7) IDFUSION LLC - 6046 31ST ST S, FARGO, ND 58104 - TECHNOLOGY CO - NOT INVESTMENT RELATED - 62% OWNER SINCE 2010 - 2 HRS/YR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-27
S63	Uniform Securities Agent State Law Examination	1994-09-29

S65 Uniform Investment Adviser Law Examination

1996-08-27
S63 Uniform Securities Agent State Law Examination

1994-09-29

Designations

Other Names

Rick Engen

View on SEC IAPD