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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-02 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Insurance Broker | Sausalito | CA | 06/1989 | 04/2024 |
| The Retirement Group, Llc | San Diego | CA | 06/2010 | 04/2024 |
| Fsc Securities | San Diego | CA | 02/2011 | 11/2023 |
| Osaic Wealth, Inc. | Novato | CA | 11/2023 | 04/2024 |
| Lpl Financial Llc | Novato | CA | 05/2024 | 06/2025 |
| Wealth Enhancement Group | Novato | CA | 05/2024 | Present |
| Wealth Enhancement Advisory Services | Novato | CA | 05/2024 | Present |
| Wealth Enhancement Brokerage Services | Novato | CA | 05/2024 | Present |
1) 05/23/2024 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 5/1/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-22 |
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