Trace Cowley Udall

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 08/2025
  Commonwealth Financial Network
  Waltham, MA
• 05/1995 → 08/2025
  Udall Financial Llc
  Mesa, AZ
• 08/2025 → Present
  Kestra Investment Services, Llc
  Mesa, AZ
• 08/2025 → Present
  Kestra Advisory Services, Llc
  Mesa, AZ

Previous Registrations

• 2014-08-13 → 2025-08-07
  Commonwealth Financial Network
  San Diego, CA
  Mesa, AZ
• 1998-06-30 → 2014-08-19
  Lpl Financial Llc
  Mesa, AZ

Other Businesses

Name: TSAF LLC POSITION: Member NATURE: Merchandise INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: None, Added to the LLC for an estate planning need. Name: BILTMORE TRAVEL LLC POSITION: Managing Member NATURE: Travel Agency INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: Created LLC for personal friends and family Travel needs. Name: RENOVATE LLC POSITION: Member NATURE: General Contracting INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2024 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: None, added to LLC as an estate planning need. Name: UDALL FINANCIAL LLC POSITION: Managing Member NATURE: Consulting INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/09/2014 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: Manage client investment and consulting needs. Name: HOOSIERS LLC POSITION: Managing Member NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/02/2019 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: Write and solicit insurance business. Name: CLEVELAND ENTERPRISES NORTH AMERICA LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2014 ADDRESS: 122 N Macdonald, Mesa AZ 85201, United States DESCRIPTION: None Passive

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-05
• S63 Uniform Securities Agent State Law Examination
  1994-09-19

Designations

• Certified Financial Planner