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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-08
FL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2019-02-08
  • FL RA
    APPROVED
    Since 2013-02-13

Branch Locations

631 W Morse Blvd, Suite 125, Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Winter Park FL 02/2013 Present
Previous Registrations
  • 2007-02-26 → 2013-02-13
    Morgan Keegan & Company, Llc
    Winter Park, FL
  • 2003-07-10 → 2007-02-22
    Amsouth Investment Management Company Llc
    Orlando, FL
  • 2007-02-13 → 2007-02-20
    Morgan Keegan & Company, Llc
    Winter Park, FL
  • 2003-02-07 → 2003-07-25
    Amsouth Investment Services, Inc.
    Orlando, FL
    Orlando, FL
    Titusville, FL
    Titusville, FL
    Winter Park, FL
    Orlando, FL
    Winter Park, FL
    Orlando, FL
    Mims, FL
    Ocoee, FL
    Ocala, FL
    Ocala, FL
    Ocala, FL
    Dunnellon, FL
    Beverly Hills, FL
    Homosassa, FL
    Ocala, FL
    Ocala, FL
    Belleview, FL
    Ocala, FL
    Silver Springs, FL
    Ocala, FL
    Inverness, FL
    Bushnell, FL
    Winter Park, FL
    Melbourne, FL
    Winter Springs, FL
    Apopka, FL
    Orlando, FL
    Lake Mary, FL
    Casselberry, FL
    Orlando, FL
    Longwood, FL
    Orlando, FL
    Orlando, FL
    Kissimmee, FL
    Altamonte Springs, FL
    Orlando, FL
    Winter Park, FL
    Rockledge, FL
    Gainesville, FL
    St. Cloud, FL
    Clermont, FL
    Oviedo, FL
    Leesburg, FL
    West Melbourne, FL
    Sanford, FL
    Longwood, FL
    Orange City, FL
    Sanford, FL
    Crystal River, FL
    Orlando, FL
    Celebration, FL
    Orlando, FL
    Clermont, FL
    Orlando, FL
    Orlando, FL
Other Businesses

(1)Name of Business: Address: 1212 Chantry Place, Heathrow, FL, 32746, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: No Start Date: 03/22/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Address: 1212 Chantry Place, Heathrow, FL, 32746, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 06/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Boys and Girls Club of Central Florida Address: 101 E Colonial Drive, Orlando, FL, 32801, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Advisory Board, Committee Member Investment Related: Yes Start Date: 09/22/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Regional Board, on the HR committee and the Finance committee. Chair the HR committee effective 4/17/25. No check writing or handling of funds. (4)Name of Business: Timber Land Address: 1212 Chantry Place, Heathrow , FL, 32746, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 05/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-07
S63 Uniform Securities Agent State Law Examination 1998-06-04
  • S66 Uniform Combined State Law Examination
    2000-04-07
  • S63 Uniform Securities Agent State Law Examination
    1998-06-04
Other Names
  • John Quigley

View on SEC IAPD

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