Robert Alex Weiss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Lpl Financial Llc
  Woodland Hills, CA

Previous Registrations

• 2000-03-09 → 2003-04-16
  Ubs Financial Services Inc.
  Beverly Hills, CA

Other Businesses

1. 05/09/2012 - Legacy Insurance Sevices, LLC - INV REL - Weiss Global Wealth Management - DBA for LPL Business (entity for LPL business) - 5% TIME SPENT - Legacy Insurance Sevices is the LLC he owns for tax and accounting purposes. 2. 11/11/2015 - Del Mar Investment Management - INV REL - 27137 Baxard Pl., Valencia, CA 91354 - DBA for LPL Business (entity for LPL business) - START 11/09/2015 - 20 HOURS PER MONTH, 20 DURING TRADING - I am acting as a second registered rep. on Denise Jeffer's book of business. 3. 09/21/2022 - Legacy Insurance Services, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 04/23/2003 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-02-24
• S63 Uniform Securities Agent State Law Examination
  1994-08-29