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Lampasas, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2012 | 12/2021 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2012 | 12/2021 |
| Smarter Financial Solutions | Phoenix | AZ | 12/2021 | 07/2022 |
| Gateway Financial Advisors Texas, Llc | Lampasas | TX | 05/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2022 | Present |
| Ato Capital Global Corp | Princeton | NJ | 10/2025 | Present |
1. TRES PLAYAS QUARTER HORSES, LLC, 19261 FM 581 E, Lampasas TX 76550, 07/2015, Day to Day Management of the horses, Owner, NIR, 40 HR/MO - 2 HR/MO Trading. 2. GATEWAY FINANCIAL ADVISORS, 19261 FM 581 E, Lampasas TX 76550, 09/2022, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO Trading. 3. CERTIFIED DIVORCE FINANCIAL ANALYST, 19261 FM 581 E, Lampasas TX 76550, 07/2015, Certified Divorce Financial Analyst, Divorce Planning Services, NIR, 10 HR/MO - 10 HR/MO Trading. 4. GATEWAY FINANCIAL ADVISORS TEXAS, LLC, 19261 FM 581 E, Lampasas TX 76550, 06/2022, IAR, RIA Affiliation, 80 HR/MO - 60 HR/MO Trading. 5. CAMBRIDGE INVESTMENT RESEARCH INC, 1776 Pleasant Plain Rd Fairfield IA 52556 , 09/2022, REGISTERED REP, Providing products such as Life Insurance, Annuities, general securities and alternative investments. 10 HR/MO - 10 HR/MO Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-04 |
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