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Current Employers
Gateway Financial Advisors Texas, Llc

Lampasas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-02
  • TX RA
    APPROVED
    Since 2022-06-02

Branch Locations

19261 Fm 581 E, Lampasas, TX 76650 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2012 12/2021
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2012 12/2021
Smarter Financial Solutions Phoenix AZ 12/2021 07/2022
Gateway Financial Advisors Texas, Llc Lampasas TX 05/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2022 Present
Ato Capital Global Corp Princeton NJ 10/2025 Present
  • 06/2012 → 12/2021
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2012 → 12/2021
    Fairfield, IA
  • 12/2021 → 07/2022
    Smarter Financial Solutions
    Phoenix, AZ
  • 05/2022 → Present
    Lampasas, TX
  • 09/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2025 → Present
    Ato Capital Global Corp
    Princeton, NJ
Previous Registrations
  • 2022-01-06 → 2022-08-03
    Smarter Financial Solutions
    Phoenix, AZ
    Lampasas, TX
  • 2012-06-18 → 2021-12-17
    Bulverde, TX
    Lampasas, TX
  • 2006-12-12 → 2012-06-21
    Fsc Securities Corporation
    Bulverde, TX
    Canyon Lake, TX
  • 2003-03-25 → 2004-12-31
    Pan-American Investment Advisers, Inc.
    Spring Branch, TX
  • 1999-01-14 → 2003-03-07
    Houston, TX
Other Businesses

1. TRES PLAYAS QUARTER HORSES, LLC, 19261 FM 581 E, Lampasas TX 76550, 07/2015, Day to Day Management of the horses, Owner, NIR, 40 HR/MO - 2 HR/MO Trading. 2. GATEWAY FINANCIAL ADVISORS, 19261 FM 581 E, Lampasas TX 76550, 09/2022, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO Trading. 3. CERTIFIED DIVORCE FINANCIAL ANALYST, 19261 FM 581 E, Lampasas TX 76550, 07/2015, Certified Divorce Financial Analyst, Divorce Planning Services, NIR, 10 HR/MO - 10 HR/MO Trading. 4. GATEWAY FINANCIAL ADVISORS TEXAS, LLC, 19261 FM 581 E, Lampasas TX 76550, 06/2022, IAR, RIA Affiliation, 80 HR/MO - 60 HR/MO Trading. 5. CAMBRIDGE INVESTMENT RESEARCH INC, 1776 Pleasant Plain Rd Fairfield IA 52556 , 09/2022, REGISTERED REP, Providing products such as Life Insurance, Annuities, general securities and alternative investments. 10 HR/MO - 10 HR/MO Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-30
S63 Uniform Securities Agent State Law Examination 1994-10-04
  • S66 Uniform Combined State Law Examination
    2001-10-30
  • S63 Uniform Securities Agent State Law Examination
    1994-10-04
Other Names
  • Diane Louise Cheslyn
  • Diane Moore
  • Diane Louise Moore

View on SEC IAPD

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