Diane Garcia Spiegel

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 11/2022
  Ginsburg Financial Advisors
  Oakland, CA
• 11/2022 → Present
  Wealth Enhancement Group
  Oakland, CA
• 02/2025 → Present
  Wealth Enhancement Advisory Services
  Oakland, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-05-16
• S63 Uniform Securities Agent State Law Examination
  1995-03-06

Other Names

• Diane Garcia
• Diane Garcia
• Diane Garcia Speigel
• Diane Garcia Spiegel
• Diane Garcia Spiegel
• Diane Garciaspiegel