Daniel S Tam

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1994 → 03/2017
  Metropolitan Life Insurance Company
  Tacoma, WA
• 05/1994 → 03/2017
  Metlife Securities Inc.
  Tacoma, WA
• 03/2017 → 09/2025
  Mml Investors Services, Llc
  Renton, WA
• 07/2016 → 10/2025
  Massachusetts Mutual Life Insurance Company
  Renton, WA
• 10/2025 → Present
  Lpl Financial
  Renton, WA

Previous Registrations

• 2017-03-25 → 2025-10-21
  Mml Investors Services, Llc
  Bellevue, WA
  Renton, WA
• 1999-05-24 → 2017-03-25
  Msi Financial Services, Inc.
  Tacoma, WA
  Tacoma, WA
  Bellevue, WA

Other Businesses

1. 09/2025 - TAMFAM LLC - Business Owner - Not Investment Related - 5 Hrs/Mth - 0 Hrs During Tradin - RENTON, WA 98059 - OBA Start Date: 01/08/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-21
• S63 Uniform Securities Agent State Law Examination
  1994-08-16

Other Names

• Dan Tam