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James Michael Mirsberger

Dana Investment Advisors Inc

Waukesha, WI

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Current Employers
Dana Investment Advisors Inc

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-28
  • WI RA
    APPROVED
    Since 2025-02-28

Branch Locations

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Capital Management Menomonee Falls WI 05/2004 11/2021
Allspring Global Investments Menonomee Falls WI 11/2021 06/2024
Dana Investment Advisors Brookfield WI 11/2024 Present
Unemployed Oconomowoc WI 06/2024 11/2024
  • 05/2004 → 11/2021
    Wells Fargo Capital Management
    Menomonee Falls, WI
  • 11/2021 → 06/2024
    Allspring Global Investments
    Menonomee Falls, WI
  • 11/2024 → Present
    Dana Investment Advisors
    Brookfield, WI
  • 06/2024 → 11/2024
    Unemployed
    Oconomowoc, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-28
S63 Uniform Securities Agent State Law Examination 1994-09-23
  • S65 Uniform Investment Adviser Law Examination
    2025-02-28
  • S63 Uniform Securities Agent State Law Examination
    1994-09-23

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Waukesha, WI

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