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Sarah Rebecca Faltot

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-05
  • TX RA
    APPROVED
    Since 2018-10-05

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 10/2018
Jpmorgan Chase Bank, Na. Dallas TX 10/2018 Present
J.P. Morgan Securities Llc Dallas TX 10/2018 Present
Previous Registrations
  • 2011-01-03 → 2018-10-10
    Fort Worth, TX
    Fort Worth, TX
    Addison, TX
  • 2006-02-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Fort Worth, TX
    Fort Worth, TX
    Dallas, TX
    Fort Worth, TX
Other Businesses

Effective 10/5/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-26
  • S66 Uniform Combined State Law Examination
    2006-01-26
Other Names
  • Sarah Rebecca Lowder

View on SEC IAPD

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