Leonard Kortekaas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 04/2014 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2008-07-03 → 2014-04-16
  Credit Suisse Securities (Usa) Llc
  Los Angeles, CA

Other Businesses

I*: 2817265 Entity Type: Charitable Name of OBA: The Travis Manion Foundation Address: Doylestown, PA 18901 Investment Related: No Position, Title, Association: Board member Employee Start Date: 09/03/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Board director, general governance and strategy I*3061274 Entity Type: For Profit Name of OBA: Colmburg LLC Address: Dallas, Texas, 75229 Investment Related: No Position, Title, Association: Officer, Owner Employee Start Date: 10/31/2025 Number of Hours: 20, Yearly Number of Hours during trading: 0, Yearly Duties: Personal ownership of rental property Owner and manager of entity structured to own rental property(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-07
• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Other Names

• Leonard Adrian Kortekaas