Philippe Hartl

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Merrrilll Lynch, Pierce, Fenner & Smith, Inc.
  Los Angeles, CA
• 11/2009 → Present
  Bank Of America, Na
  Los Angeles, CA

Other Businesses

I*10264 For profit or not for profit: Name of outside business organization: 4 Quarterdec Investment related: Address of business: Marine Del rAY, California 90292 Nature of business: , Position, title, association: , Start date of relationship: 7/1/2020 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties: I*2162260, Entity Type Not for profit, Name of OBA: Teton Raptor Center Address: Wilson Wyoming 83014 Investment Related: No Position, Title, Association: Advisor Employee Start Date: 02/01/2025 No Hours: 1 Monthly No Hours during trading: 0 Duties: Advisor for Science related activity I*2645260, Entity Type,For Profit, Name of OBA:Jackson Hole High Country Oufitters, Address:jackon,Wyoming,83001, Investment Related:NO Position, Title, Association:Employee, Employee Start Date: 07/27/2025,No Hours:6 WEEKLY, No Hours during trading: 0,Duties:outdoor recreational sporting good sales: flyfishing, skiing, hiking, optics, etc..sales customer interaction.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-14
• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Other Names

• Phil Hartl
• Philippe Michael Hartl