Lester Wade Jones

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1993 → 06/2023
  Primerica Financial Services
  Huntsville, AL
• 03/1999 → 06/2023
  Pfs Investments Inc.
  Huntsville, AL
• 06/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 06/2023 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Huntsville, AL

Previous Registrations

• 2017-12-04 → 2023-06-02
  Pfs Investments Inc.
  Huntsville, AL

Other Businesses

1) Duo Wealth Advisors LLC -investment related; 515 Sparkman Drive, Huntsville, AL 32816; llc; financial advisor; 6/2/2023; 160 hrs/month; 130 hrs/month during trading; financial planning and investment management 2) Lester W Jones -not investment related; 164 Intracoastal Drive, Madison, AL 35758; individual llc for banking purposes only; owner; 5/14/2015; 0 hrs/month; 0 hrs during trading; llc is strictly for banking purposes 3) Windward Pointe Condo -investment related; 24770 Perdido Beach Blvd, Orange Beach, AL 36561; purchased condo for personal use and rental income; owner; 11/10/2021; 0 hrs/month; 0 hrs during trading; no active involvement 4) LESTER JONES PROPERTIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/29/2025 ADDRESS: 164 Intracoastal Dr, Madison AL 35758, United States DESCRIPTION: Monitoring the Air B&B website for guest bookings and approving rentals. 5) WINDWARD POINTE CONDO POSITION: owner NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2021 ADDRESS: 24770 Perdido Beach Blvd, Orange Beach AL 36561, United States DESCRIPTION: Own condo for personal and rental 6) LESTER W JONES LLC POSITION: Owner/Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/14/2015 ADDRESS: 515 Sparkman Dr, Huntsville AL 35816, United States DESCRIPTION: Passthrough entity for tax purposes for my securities compensation 7) DUO WEALTH ADVISORS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 06/02/2023 ADDRESS: 515 Sparkman Dr, Huntsville AL 35816, United States DESCRIPTION: Investment management and Retirement planning

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-20
• S63 Uniform Securities Agent State Law Examination
  1994-10-31