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James Cecil Simmons

Ameriprise Financial Services, LLC

Weslaco, TX

Harlingen, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1994-08-31
  • TX RA
    APPROVED
    Since 1994-08-31

Branch Locations

612 S Missouri Ave, Weslaco, TX 78596 • United States

Harlingen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Weslaco TX 09/2005 03/2020
Ameriprise Financial Services, Llc Weslaco TX 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 612 S. MissouriWeslaco, Texas 78596, ,; ; 01/01/2001.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-25
  • S63 Uniform Securities Agent State Law Examination
    1994-08-25
Other Names
  • Jim Simmons

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · WESLACO, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Weslaco, TX
PNC WEALTH MANAGEMENT LLC · San Juan, TX
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ALLSTATE FINANCIAL ADVISORS, LLC · Pharr, TX
WELLS FARGO CLEARING SERVICES, LLC · MCALLEN, TX
PNC WEALTH MANAGEMENT LLC · MCALLEN, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · McAllen, TX

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