Roberto Escobar

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-19

TX RA
APPROVED

Since 2021-08-19

Branch Locations

2314 West University Drive, Edinburg, TX 78539 • United States

900 East Jackson Avenue, Mcallen, TX 78501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	11/2010	08/2021
Bbva Wealth Solutions Inc.	Mcallen	TX	11/2010	08/2021
Bbva Securities Inc.	Mcallen	TX	05/2013	08/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	12/2010	08/2021
Pnc Investments	Edinburg	TX	08/2021	Present

11/2010 → 08/2021

Compass Bank

Birmingham, AL
11/2010 → 08/2021

Bbva Wealth Solutions Inc.

Mcallen, TX
05/2013 → 08/2021

Bbva Securities Inc.

Mcallen, TX
12/2010 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
08/2021 → Present

Pnc Investments

Edinburg, TX

Previous Registrations

2022-01-12 → 2023-11-22

Pnc Managed Account Solutions, Inc.

Mcallen, TX
2010-11-26 → 2021-12-31

Pnc Managed Account Solutions, Inc.

Mcallen, TX

Hidalgo, TX

Mcallen, TX
2005-08-12 → 2010-11-01

Chase Investment Services Corp.

Brownsville, TX

Chicago, IL
2004-06-04 → 2005-07-26

Fintegra, Llc

Brownsville, TX
2003-11-25 → 2004-05-27

Chase Investment Services Corp.

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-28
S63	Uniform Securities Agent State Law Examination	2000-07-08

S65 Uniform Investment Adviser Law Examination

2003-10-28
S63 Uniform Securities Agent State Law Examination

2000-07-08