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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-07-19 |
| WI | RA | APPROVED | 2023-07-19 |
Branch Locations
300 North Rock Road, Derby, KS 67037 • United States
3055 North Rock Road, Wichita, KS 67226 • United States
2123 N Maize Road, Wichita, KS 67212 • United States
Derby, KS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services, Inc. | Derby | KS | 08/2006 | Present |
| Bank Of The West | Derby | KS | 08/2006 | Present |
| Lpl Financial Llc | Wichita | KS | 07/2023 | Present |
1. 05/10/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-26 |
| S65 | Uniform Investment Adviser Law Examination | 1994-10-26 |
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