Tiffany Ann Gordon

Current Employers

Employment History

• 10/2006 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 10/2006 → Present
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2017 → 06/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 02/2024 → Present
  Lion Street Financial
  Rockford, IL
• 09/2022 → 11/2023
  Mercer Allied Company, Lp
  Cohoes, NY
• 02/2022 → 11/2023
  Goldman Sachs & Co Llc
  Rockford, IL
• 11/2025 → Present
  Integrity Alliance, Llc.
  Rockford, IL

Other Businesses

1. TIFFANY A GORDON/NOTARY/RARELY USED FOR CLIENT USE 2.UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management and financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 140 START DATE: 10/01/2006 ADDRESS: 6876 Spring Creek Rd, Suite 114, Rockford, IL, USA IL 61114, United States DESCRIPTION: Provide personalized financial planning and investment management services to clients. This includes review of estate planning, tax planning, and insurance planning, to help client achieve their financial goals. 3. UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Insurance Agent NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/30/2016 ADDRESS: 6876 Spring Creek Rd, Suite 114, Rockford, IL 61114, United States DESCRIPTION: acting as an insurance agent and submitting business

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-30
• S63 Uniform Securities Agent State Law Examination
  1994-11-01

Other Names

• Tiffany Ann Cates
• Tiffany Ann Cates-Ladwig
• Tiffany Ann Ladwig