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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-14 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
One Capitol Mall, Suite 210, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lion Street Financial | Sacramento | CA | 08/2019 | 10/2024 |
| Lion Street Advisors | Sacramento | CA | 08/2019 | 10/2024 |
| Benefit Rfp | Sacramento | CA | 02/2013 | Present |
| The Leaders Group Inc | Littleton | CO | 10/2024 | Present |
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 08/2019 |
1.) BENEFIT RFP- 2/27/2013 - 1 Capitol Mall, Suite 210, Sacramento, CA 95814 - CEO, Running the company day to day, Invt Rel, Consulting business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) BOOKS - 7/1/2006 - 125 Oak Ravine Way, Sacramento, CA 95860 - Author, Author, Not Invt Rel, Book authorship, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 8/7/25 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-15 |
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