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Samuel Alfonso Dodson

Signature Financial Advisors

Houston, TX

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Current Employers
Signature Financial Advisors

1900 St. James Place Suite 510, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-11
  • TX RA
    APPROVED
    Since 2016-10-11

Branch Locations

1900 St. James Place Suite 510, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc Rockville MD 02/2002 12/2016
Signature Fa, Llc Houston TX 06/2016 Present
Ostrow Financial Group Houston TX 06/2003 12/2016
  • 02/2002 → 12/2016
    H. Beck, Inc
    Rockville, MD
  • 06/2016 → Present
    Signature Fa, Llc
    Houston, TX
  • 06/2003 → 12/2016
    Ostrow Financial Group
    Houston, TX
Previous Registrations
  • 2002-02-14 → 2016-12-09
    Grove Point Investments, Llc
    Houston, TX
    Houston, TX
Other Businesses

POSITION:INDEPENDENT INSURANCE BROKER. 10-20 HOURS PER WEEK. DESCRIPTION: I OFFER INDEPENDENT ANALYSIS OF INSURANCE PRODUCTS, DEVELOP INSURANCE PROPOSALS (LIFE, DISABILITY, LONG-TERM CARE) COMPARING A NUMBER OF DIFFERENT INSURANCE COMPANIES AND RECOMMEND THE INSURANCE OFFERING THAT BEST ALIGNS WITH THE CLIENT'S OBJECTIVES. THIS MAY INCLUDE THE SALE OF FEE-BASED VARIABLE ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-28
S63 Uniform Securities Agent State Law Examination 1994-08-12
  • S65 Uniform Investment Adviser Law Examination
    1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1994-08-12

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