Christopher Paydock

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2017
  National Planning Corporation
  Roseville, CA
• 11/2017 → 01/2021
  Lpl Financial Llc
  Roseville, CA
• 01/2021 → 06/2024
  Securities America, Inc.
  Roseville, CA
• 01/2021 → 06/2024
  Securities America Advisors
  Roseville, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Roseville, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Roseville, CA

Previous Registrations

• 2021-01-29 → 2024-06-14
  Securities America Advisors, Inc.
  Roseville, CA
  Roseville, CA
• 2017-11-29 → 2021-02-04
  Lpl Financial Llc
  Roseville, CA
• 2014-01-07 → 2017-11-29
  National Planning Corporation
  Roseville, CA
• 2008-11-12 → 2014-01-07
  Curian Capital, Llc
  Denver, CO
• 2006-03-21 → 2008-10-20
  Icon Advisers, Inc.
  Greenwood Village, CO
• 2003-06-26 → 2005-01-27
  Bny Mellon Advisors, Inc.
  Malvern, PA

Other Businesses

DBA - Sunset Wealth Advisors

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-09
• S63 Uniform Securities Agent State Law Examination
  1994-09-28