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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-06
MO RA APPROVED 2020-04-02
  • TX RA
    APPROVED
    Since 2020-04-06
  • MO RA
    APPROVED
    Since 2020-04-02

Branch Locations

600 Sw Jefferson Street Suite 208, Lees Summit, MO 64063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lees Summit MO 03/2020 Present
Raymond James Financial Services Advisors, Inc. Lees Summit MO 03/2020 Present
Waddell & Reed, Inc Independence MO 02/2016 03/2020
Practical Financial Solutions Lee's Summit MO 01/2006 09/2016
  • 03/2020 → Present
    Raymond James Financial Services, Inc.
    Lees Summit, MO
  • 03/2020 → Present
    Lees Summit, MO
  • 02/2016 → 03/2020
    Waddell & Reed, Inc
    Independence, MO
  • 01/2006 → 09/2016
    Practical Financial Solutions
    Lee's Summit, MO
Previous Registrations
  • 2016-02-26 → 2020-04-08
    Waddell & Reed
    Independence, MO
    Kansas City, MO
    Edmond, OK
    Lees Summit, MO
  • 2010-10-28 → 2016-02-29
    Bankers & Investors Co.
    Kansas City, KS
    Lees Summit, MO
Other Businesses

(1)Name of Business: Beyond Wealth Advisors Address: 600 SW Jefferson St Ste 208, Lees Summit, MO, 64063, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/30/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is the company name I use to promote my financial services business. (2)Name of Business: JCKG Enterprises LLC Address: 600 SW Jefferson St Ste 208, Lees Summit, MO, 64081, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC is used as a pass through for my financial planning business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-24
S63 Uniform Securities Agent State Law Examination 2001-05-25
  • S65 Uniform Investment Adviser Law Examination
    2009-03-24
  • S63 Uniform Securities Agent State Law Examination
    2001-05-25
Other Names
  • Joe C Ganote
  • Joseph Clayton Gantoe
  • Joe Clayton Ganote
  • J.C. Ganote

View on SEC IAPD

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