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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Clifton Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Albany NY 01/2008 Present
Previous Registrations
  • 2006-11-21 → 2008-01-04
    Amsterdam, NY
    Liverpool, NY
    Ithaca, NY
    Ithaca, NY
    Cicero, NY
    Syracuse, NY
    Liverpool, NY
    Ithaca, NY
    Cicero, NY
    Glenmont, NY
    Syracuse, NY
    Cortland, NY
    Syracuse, NY
    Syracuse, NY
    E. Middletown, NY
    Fishkill, NY
    Plattsburgh, NY
    Plattsburgh, NY
    Elmira, NY
    Endicott, NY
    Oneonta, NY
    Vestal, NY
    Utica, NY
    Lyon Falls, NY
    Newburgh, NY
    Newburgh, NY
    Queensbury, NY
    E. Greenbush, NY
    Troy, NY
    Latham, NY
    Latham, NY
    Schenectady, NY
    E. Glenville, NY
    Schenectady, NY
    Schenectady, NY
    White Plains, NY
    Yonkers, NY
    Yonkers, NY
    New Rochelle, NY
    New Rochelle, NY
    Whappinger Falls, NY
    Poughkeepsie, NY
    Poughkeepsie, NY
    Clifton Park, NY
    Halfmoon, NY
    Saratoga Springs, NY
    Kingston, NY
    New Paltz, NY
    Champlain, NY
    Glendale, NY
    Apalachin, NY
    Binghamton, NY
    Chenango Bridge, NY
    Binghampton, NY
    Greene, NY
    Deruyter, NY
    Vestal, NY
    Endicott, NY
    Worcester, NY
    Hartwick, NY
    Syracuse, NY
    Unadilla, NY
    Cicero, NY
    Port Chester, NY
    West Hempstead, NY
    Staten Island, NY
    West Seneca, NY
    Peekskill, NY
    Camillus, NY
    Airmont, NY
    Levittown, NY
    East Meadow, NY
    N. Port Washington, NY
    Hempstead, NY
    Fayetteville, NY
    White Plains, NY
    Johnston, RI
    Albany, NY
    Clifton Park, NY
    Schenectady, NY
    Saratoga Springs, NY
    Albany, NY
    Loudonville, NY
    Spring Valley, NY
    W. Haverstraw, NY
    Albany, NY
    Albany, NY
    Albany, NY
    Albany, NY
    Guilderland, NY
    Slingerlands, NY
    Albany, NY
    Delmar, NY
    Latham, NY
    Troy, NY
    East Greenbush, NY
    Wynantskill, NY
    Queensbury, NY
    Ticonderoga, NY
    Glens Falls, NY
    Johnstown, NY
    Broadalbin, NY
    Oneida, NY
    Vails Gate, NY
    Newburgh, NY
    Fishkill, NY
    Plattsburgh, NY
    Utica, NY
    Plattsburgh, NY
    Plattsburgh, NY
    Malone, NY
    Newburgh, NY
    Kingston, NY
    Kingston, NY
    Poughkeepsie, NY
    Pleasant Valley, NY
    Poughkeepsie, NY
    Highland, NY
    Rhinebeck, NY
    Beacon, NY
    Whitesboro, NY
    Herkimer, NY
    Ausable Forks, NY
    Fort Covington, NY
    Indian Lake, NY
    Lake Placid, NY
    Long Lake, NY
    Newcomb, NY
    North Creek, NY
    Tupper Lake, NY
    Bloomingburg, NY
    Circleville, NY
    Middletown, NY
    Port Jervis, NY
    Queensbury, NY
    Clifton Park, NY
    Niskayuna, NY
    Saratoga Springs, NY
    Albany, NY
    Whitehall, NY
    Brewster, NY
    Saranac Lake, NY
    Queensbury, NY
    Mt Vernon, NY
    Baldwin Place, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-10
S65 Uniform Investment Adviser Law Examination 1994-09-10
  • S63 Uniform Securities Agent State Law Examination
    1994-09-10
  • S65 Uniform Investment Adviser Law Examination
    1994-09-10
Other Names
  • Stephen M Mitola

View on SEC IAPD

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