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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-27
OH RA APPROVED 2012-10-09
  • TX RA
    APPROVED
    Since 2013-06-27
  • OH RA
    APPROVED
    Since 2012-10-09

Branch Locations

10100 Innovation Dr, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miamisburg OH 08/2012 Present
Bank Of America, N.A. Miamisburg OH 02/2013 Present
Other Businesses

I*132713For profit or not for profit: Non-Profit OrganizationName of outside business organization: Sisters of Precious BloodInvestment related: YAddress of business: Dayton, Ohio 45426Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 8/28/2020Number of hours devoted: 2 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Entity is comprised of Sisters of the Church. Purpose of entity is management of funds for the Sisters. I will be member of Investment Committee providing general advice. Entity has Investment Consultant responsible for managers and investments. I*5547272 Entity Type: N/A Name of OBA: P M TTEE MRS N M TTEE U/A DTD 08/14/2026 Address: Miamisburg, Ohio, 45342 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 08/24/2026 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Self, Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-03
S63 Uniform Securities Agent State Law Examination 1997-10-27
S65 Uniform Investment Adviser Law Examination 1994-07-29
  • S66 Uniform Combined State Law Examination
    2012-10-03
  • S63 Uniform Securities Agent State Law Examination
    1997-10-27
  • S65 Uniform Investment Adviser Law Examination
    1994-07-29
Other Names
  • Paul Macuski

View on SEC IAPD

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