Best Investors Account Sign in

Lahoma Veronica Napper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Birmingham, AL

CRD 2525490

Claim This Profile
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-09-13
TX RA APPROVED_RES 2010-05-07
AL RA APPROVED 2004-08-11
  • FL RA
    APPROVED
    Since 2013-09-13
  • TX RA
    APPROVED_RES
    Since 2010-05-07
  • AL RA
    APPROVED
    Since 2004-08-11

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

569 Brookwood Vlg Ste 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 07/1993 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-07
  • S63 Uniform Securities Agent State Law Examination
    1997-02-07
Other Names
  • Lahoma V Jefferson
  • Lahoma Veronica Jefferson

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor