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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-07
  • TX RA
    APPROVED_RES
    Since 2019-01-07

Branch Locations

200 Market Street, Lynnfield, MA 01940 • United States

127 Congress Street Floor 01, Boston, MA 02110-2511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lynnfield MA 07/2010 Present
Charles Schwab Bank Lynnfield MA 07/2010 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-07
  • S63 Uniform Securities Agent State Law Examination
    1995-11-07
Designations
Other Names
  • Paul Kevin Pergeron

View on SEC IAPD

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