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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-06-20 |
| AZ | RA | APPROVED | 2024-09-17 |
| FL | RA | APPROVED | 2024-09-06 |
| CA | RA | APPROVED | 2024-09-05 |
| NY | RA | APPROVED | 2024-09-05 |
| IL | RA | APPROVED | 2024-04-22 |
| NC | RA | APPROVED | 2024-04-16 |
| SC | RA | APPROVED | 2024-04-16 |
Branch Locations
2137 Route 35 Suite 345, Holmdel, NJ 07733 • United States
700 East Blvd Unit 3, Charlotte, NC 28203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Chicago | IL | 12/2015 | 07/2022 |
| B. Riley Wealth Advisors | Chichago | IL | 12/2015 | 04/2024 |
| B. Riley Wealth Management | Charlotte | NC | 07/2022 | 04/2024 |
| Alliance Global Partners | Charlotte | NC | 04/2024 | Present |
(1) ROWDYDOW BBQ; NON INVESTMENT-RELATED; BBQ SALES; START DATE 2010; PASSIVE INVESTOR; CHICAGO, IL; 0 HRS/MONTH, 0 DURING TRADING HOURS.... (2) SAMBALATTE; NON INVESTMENT-RELATED; COFFEE SHOP; START DATE 2018; PASSIVE INVESTOR; LAS VEGAS, NV; 0 HRS/MONTH, 0 DURING TRADING HOURS.... (3) PINZKER AND ASSOCIATES LLC, 700 EAST BLVD. UNIT 3 CHARLOTTE NC 28203, DBA,OWNER,04/01/2024, ZERO HOURS, DBA SET UP TO DO BUSINESS IN TITLE ONLY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-16 |
| S65 | Uniform Investment Adviser Law Examination | 1994-11-09 |
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