John Reynolds Foard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-06-15
MD	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2012-06-15
MD RA
APPROVED

Since 2009-10-23

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	10/2009	Present
Bank Of America, N.A.	Columbia	MD	05/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
05/2011 → Present

Bank Of America, N.A.

Columbia, MD

Previous Registrations

2003-05-05 → 2009-10-23

Banc Of America Investment Services, Inc.

Columbia, MD

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-01
S65	Uniform Investment Adviser Law Examination	1999-05-13
S63	Uniform Securities Agent State Law Examination	1994-09-30

S66 Uniform Combined State Law Examination

2003-05-01
S65 Uniform Investment Adviser Law Examination

1999-05-13
S63 Uniform Securities Agent State Law Examination

1994-09-30

View on SEC IAPD

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