Diane Willis

Current Employers

Employment History

• 05/2016 → 12/2017
  Invest Financial Corp
  Tampa, FL
• 11/2017 → 01/2023
  Lincoln Financial Securities Corp
  Charlotte, NC
• 01/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-12-01 → 2023-01-05
  Osaic Fs, Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2016-05-23 → 2017-12-06
  Invest Financial Corporation
  Charlotte, NC
  Asheville, NC
  Charolotte, NC
• 2004-11-24 → 2016-05-26
  Woodbury Financial Services, Inc.
  Charlotte, NC
  Charlotte, NC
• 2002-05-09 → 2004-11-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Other Businesses

1) WILSHIRE FINANCIAL, LLC, 415 S SHARON AMITY RD, SUITE B, CHARLOTTE, NC, 01/2023, OWNER, BUSINESS ENTITY, NIR, 0 HR/MO, 0 HR/MO TRADING. 2) Wilshire Divorce, 415 S. Sharon Amity Road, Suite B, Charlotte NC 28211, 01/2023, Owner, Divorce planning services, NIR, 15 HR/MO, 10 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) ENSEMBLE FINANCIAL STRATEGIES, 415 S. Sharon Amity, Suite B, Charlotte NC 28211, United States, 01/03/2023, INVESTMENT ADVISOR REPRESENTATIVE, Marketing/Brand Entity, NIR, 150 HR/MO - 150 HR/MO TRADING 5) ENSEMBLE TAX AND ACCOUNTING, LLC, 415 S SHARON AMITY RD, Suite B, Charlotte NC 28211, United States, 02/18/2026, AGENT, Accounting/Bookkeeping/Payroll Services, NIR, 10 HR/MO - 10 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-27
• S65 Uniform Investment Adviser Law Examination
  1994-07-28

Designations

Other Names

• Diane Marie Henning
• Diane Willis
• Diane Marie Willis