Jeffrey John Bergholt

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Stifel Nicolaus & Co Inc
  San Francisco, CA

Previous Registrations

• 2004-12-15 → 2012-03-01
  Thomas Weisel Partners Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

1. Surfinder Foundation (Non-Profit, 501C3); 942 Calle Negocio San Clemente CA 92673; Non-Profit, Protection of World's Oceans; Investment Committee; Conf Calls to Review Small Endowment; affiliation started 03/29/2012; 2.0 hours per year; not during securities trading hours; not investment-related. 2. ROSS SCHOOL BOARD; 9 LAGUNITAS RD, ROSS, CA 94957; ELECTED MEMBER OF SCHOOL BOARD; 11/14/2018; 3.00 Hour(s) Per Month - not during securities trading hours; NOT INVESTMENT-RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-03
• S63 Uniform Securities Agent State Law Examination
  1994-12-27

Other Names

• Jeffrey J Bergholt