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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-03 |
| CA | RA | APPROVED | 2021-01-27 |
Branch Locations
4622 Katella Ave Ste 201, Los Alamitos, CA 90720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael Ray Income Tax Services | Stanton | CA | 01/1992 | Present |
| Avantax Investment Services, Inc. | Los Alamitos | CA | 07/1994 | 01/2021 |
| Fiduciary Appointment | Los Alamitos | CA | 08/2019 | Present |
| Lpl Financial, Llc | Los Alamitos | CA | 01/2021 | Present |
1) 1995 - Mortgage/Real Estate Services - Michael Ray - Investment Related - 0% - Los Alamitos, CA 90720 2) 1990 - Tax Prep/Accounting/CPA - Michael Ray - Investment Related - Los Alamitos, CA 90720 3) 2005 - Real Estate Rental - 4622 Katella Ave, LLC - Investment Related - 4622 Katella Ave Los Alamitos, CA 90720 4) 1990 - Real Estate Rental - Investment Related - 1628 Stevely Ave Long Beach, CA 90815 5) 02/09/2022 - Michael Ray Income Tax & Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/1989- 120 Hours Per Month/60 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-01 |
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