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Timothy Christopher Hughes

Ameriprise Financial Services, LLC

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-06
TX RA APPROVED 2023-10-06
  • CA RA
    APPROVED
    Since 2023-10-06
  • TX RA
    APPROVED
    Since 2023-10-06

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Scottsdale AZ 05/2015 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 09/2023
Ameriprise Financial Services, Llc Scottsdale AZ 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-12
S63 Uniform Securities Agent State Law Examination 1994-09-21
  • S65 Uniform Investment Adviser Law Examination
    1999-10-12
  • S63 Uniform Securities Agent State Law Examination
    1994-09-21
Designations
Other Names
  • Tim Hughes

View on SEC IAPD

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