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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2015-04-15 |
Branch Locations
One Bryant Park Pbig - New York, New York, NY 10036 • United States
New Rochelle, NY • United States
100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 05/2010 | Present |
I*59540 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOHN WILEY & SONS, INC. INVESTMENT RELATED: NO ADDRESS OF BUSINESS: HOBOKEN NJ 07030 POSITION, TITLE, ASSOCIATION: WRITER - CREATING AND CONTRIBUTINIG CONTENT START DATE OF RELATIONSHIP: 10/26/2011 NUMBER OF HOURS DEVOTED: 100 ANNUALLY HOURS NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: JOHN WILEY & SONS IS A PUBLISHER AND I AM ENGAGED IN A PROJECT TO CO-AUTHOR A BOOK TITLED INVESTMENT & DEVELOPMENT SOLUTIONS: A GUIDE TO THRIVING IN TODAY'S ECONOMY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-27 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-19 |
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