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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| MD | RA | APPROVED | 2023-02-28 |
Branch Locations
7 Roszel Rd, Princeton, NJ 08540 • United States
1 Park Pl, Annapolis, MD 21401 • United States
Laurel, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Washington | DC | 02/2016 | 10/2016 |
| Independent Financial Partners | Laurel | MD | 02/2016 | 10/2016 |
| Bank Of America, N.A. | Silver Spring | MD | 10/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Silver Spring | MD | 10/2016 | 07/2017 |
| Navy Federal Investment Services, Llc | Rockville | MD | 07/2017 | 12/2022 |
| Navy Federal Financial Group, Llc | Rockville | MD | 07/2017 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 12/2022 | Present |
- Clients 4 Life Insurance & Financial Services inactive owner (owned by spouse). Offered P&C Insurance and still hold P&C license. Mr. Whiteside does not sell or service policies. Inactive owner since 05/01/2015. Hours devoted (0) during trading hours, not investment related. - Real Estate: Sole Proprietorship: Partial Condo Owner. Greensboro, NC, Assist with property management. Started 12/2020, Devote 1 hour monthly during Non-Trade hours. For profit or not for profit: Name of outside business organization: Client 4 Life Insurance & Financial Services Investment related: No Address of business:36 Little River Rd. Laurel, MD 20724 Nature of business: Former company. I receive $2,500/yr in life & disability insurance residuals. Compensation for Activity (Yes/No only): No Position, title, associationn/a Start date of relationship: 03/2007 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: n/a all duties are handled by Karen Whiteside For profit or not for profit: For Profit, My son lives in the property Name of outside business organization: n/a Investment related: Yes Address of business:605 W Market St #307 Greensboro, NC 27401 Nature of business: Of campus housing for my son and his roommate Compensation for Activity (Yes/No only): No Position, title, associationCo-owner of condo with wife & son Start date of relationship: 10/30/2020 Number of hours devoted: 1 hour personally, my son handles management duties . We use Zillow Manager to qualify renters. Number of hours devoted during trading hours: 0 Duties: Owner/Occupied I*1220252 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 3/31/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-03 |
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