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Captrust CRD 175112
$1.24T regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-10 |
| NC | RA | APPROVED | 2015-04-15 |
Branch Locations
4201 Congress St. Ste 160, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capfinancial Securities Llc | Raleigh | NC | 01/2011 | Present |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2011 | Present |
Name: Three One Five Stables LLC Investment-Related: No. Address: private residence Nature: thoroughbred horse racing Position/Title: Member & Manager Start: 04/01/2019 Hours/Month: 5 Hours during Market Hours: 0 Duties: Manage and Operate entity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-15 |
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