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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-08-21 |
| TN | RA | APPROVED | 2025-08-21 |
| TX | RA | APPROVED_RES | 2025-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee Bank | Memphis | TN | 08/1994 | Present |
| First Tennessee Brokerage, Inc. | Memphis | TN | 02/1999 | Present |
| Lpl Financial Llc | Gallatin | TN | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/23/2025 - 160 hours per month/ during trading 2- 08/21/2025 - SCOTT WETTENGEL - Real Estate Rental - Owner - Investment Related - Fort Walton Beach, FL - Start Date 06/10/2023 - 0 hours per month/ during trading 3- 08/21/2025 - SCOTT WETTENGEL - Real Estate Rental - Owner - Investment Related - Hendersonville, TN - Start Date 06/18/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-25 |
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