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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-26
CA RA APPROVED 2006-06-19
  • TX RA
    APPROVED_RES
    Since 2009-03-26
  • CA RA
    APPROVED
    Since 2006-06-19

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2005 Present
Bank Of America N.A. Los Angeles CA 01/2023 Present
Other Businesses

I*455731For profit or not for profit: Entity For ProfitName of outside business organization: Scott PattersonInvestment related: NAddress of business: Glendale, California, 91206Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 3/31/2020Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Youtube channel that is focused on a vlog type of platform which targets progress on goals/self improvement, occasional vacations with family, life events, and insights gathered from others via information provided through books, videos, etc DIY vidsI*129944For profit or not for profit: For-Profit OrganizationName of outside business organization: Scott PattersonInvestment related: NAddress of business: Glendale, California 91206Nature of business: I*455731, Entity Type: Entity For Profit, Name of OBA: Scott Patterson, Address: La Canada, California, 91011, Investment Related: N, Position, Title, Association:Owner, Employee State Date: 03/31/2020, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Youtube channel that is focused on a vlog type of platform which targets progress on goals/self improvement, occasional vacations with family, life events, and insights gathered from others via information provided through books, videos, etc DIY vids

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-17
  • S66 Uniform Combined State Law Examination
    2006-06-17
Other Names
  • Scott Thomas Patterson

View on SEC IAPD

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