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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-02 |
| DE | RA | APPROVED | 2021-11-24 |
| FL | RA | APPROVED | 2021-11-22 |
| RI | RA | APPROVED | 2021-11-22 |
| MI | RA | APPROVED | 2021-11-19 |
| CT | RA | APPROVED | 2021-11-18 |
| NH | RA | APPROVED | 2021-11-18 |
| NJ | RA | APPROVED | 2021-11-18 |
| NY | RA | APPROVED | 2021-11-18 |
| OH | RA | APPROVED | 2021-11-18 |
| PA | RA | APPROVED | 2021-11-18 |
| VT | RA | APPROVED | 2021-11-18 |
Branch Locations
200 Station Drive, Westwood, MA 02090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 08/2006 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2006 | 11/2020 |
| Equitable | Charlotte | NC | 03/2021 | 11/2021 |
| Equitable Advisors Llc | New York | NC | 03/2021 | 11/2021 |
| Unemployed | Davidson | NC | 12/2020 | 02/2021 |
| Citizens Securities, Inc. | Davidson | NC | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-21 |
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