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Daniel Brook Wanzenberg

Dana Investment Advisors Inc

Waukesha, WI

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Current Employers
Dana Investment Advisors Inc

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-21
  • IL RA
    APPROVED
    Since 2026-05-21

Branch Locations

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dana Investment Advisors, Inc. Waukesha WI 04/2026 Present
Belridge Capital, Llc Chicago IL 07/2014 01/2019
Moody Aldrich Partners, Llc Marblehead MA 07/2023 04/2026
Aps Labs, Llc Chicago IL 01/2019 07/2023
Previous Registrations
  • 2023-07-21 → 2026-04-17
    Moody Aldrich Partners, Llc
    Marblehead, MA
    Winnetka, IL
    Winnetka, IL
  • 2014-07-29 → 2023-09-26
    Aps Labs, Llc
    Winnetka, IL
  • 2014-07-29 → 2016-12-31
    Aps Labs, Llc
    Winnetka, IL
  • 2010-06-02 → 2014-12-31
    Wanzenberg Partners, Llc
    Chicago, IL
  • 2014-07-29 → 2014-12-31
    Aps Labs, Llc
    Winnetka, IL
  • 2004-07-26 → 2007-09-25
    Lasalle Financial Services, Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-03
S63 Uniform Securities Agent State Law Examination 1995-06-30
  • S65 Uniform Investment Adviser Law Examination
    1996-07-03
  • S63 Uniform Securities Agent State Law Examination
    1995-06-30
Other Names
  • Daniel B Wanzenberg

View on SEC IAPD

Other Firms

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WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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