Christopher Sclafani

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 04/2020
  Pruco Securities, Llc
  East Brunswick, NJ
• 06/2004 → 01/2017
  Richemont Na
  New York, NY
• 04/2017 → 04/2020
  The Prudential Insurance Company Of America
  East Brunswick, NJ
• 03/2020 → 04/2021
  Massmutual Life Insurance
  Fairfield, NJ
• 04/2020 → 04/2021
  Mml Investors Services, Llc
  Fairfield, NJ
• 05/2021 → 11/2024
  Pruco Securities, Llc.
  East Brunswick, NJ
• 05/2021 → Present
  Prudential Insurance Company Of America
  East Brunswick, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  East Brunswick, NJ

Previous Registrations

• 2021-06-08 → 2024-11-14
  Pruco Securities, Llc.
  East Brunswick, NJ
• 2020-04-13 → 2021-04-09
  Mml Investors Services, Llc
  Fairfield, NJ
• 2018-06-26 → 2020-04-15
  Pruco Securities, Llc.
  East Brunswick, NJ

Other Businesses

1) 02/18/2025- United Health Care- Non-Variable Insurance- I offer medicare part C and supplement plans through United Health Care- inv. related - at East Brunswick, NJ- start date 02/10/2025- 4hrs/mnth-4hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-24
• S63 Uniform Securities Agent State Law Examination
  2017-03-16