Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-14
IL RA APPROVED 2009-04-03
IA RA APPROVED 2009-04-03
TX RA APPROVED 2009-04-03
  • FL RA
    APPROVED
    Since 2018-09-14
  • IL RA
    APPROVED
    Since 2009-04-03
  • IA RA
    APPROVED
    Since 2009-04-03
  • TX RA
    APPROVED
    Since 2009-04-03

Branch Locations

3626 Bridge Ave, Quad Cities, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Davenport IA 04/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-04-07
    Morgan Stanley & Co. Llc
    Moline, IL
  • 2004-10-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Moline, IL
    Moline, IL
  • 1999-01-01 → 2004-11-12
    Davenport, IA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-19
S65 Uniform Investment Adviser Law Examination 1994-08-19
  • S63 Uniform Securities Agent State Law Examination
    1994-08-19
  • S65 Uniform Investment Adviser Law Examination
    1994-08-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Quad Cities, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor