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Larry Howard Rabinowitz

Mariner

Rochester, NY

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-05
NY RA APPROVED 2025-09-05
  • CO RA
    APPROVED
    Since 2026-06-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

400 Linden Oaks Suite 310, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forte Capital Llc Rochester NY 01/2017 09/2025
Bank Of America Rochester NY 02/2010 01/2017
Mariner Overland Park KS 09/2025 Present
  • 01/2017 → 09/2025
    Forte Capital Llc
    Rochester, NY
  • 02/2010 → 01/2017
    Bank Of America
    Rochester, NY
  • 09/2025 → Present
    Mariner
    Overland Park, KS
Previous Registrations
  • 2021-04-26 → 2025-10-01
    Forte Capital Llc
    Rochester, NY
  • 2007-04-11 → 2008-04-01
    J.P. Morgan Securities Inc.
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-09
S65 Uniform Investment Adviser Law Examination 1995-09-20
S63 Uniform Securities Agent State Law Examination 1994-09-21
  • S66 Uniform Combined State Law Examination
    2007-04-09
  • S65 Uniform Investment Adviser Law Examination
    1995-09-20
  • S63 Uniform Securities Agent State Law Examination
    1994-09-21
Designations

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.
OAK CREST ADVISORY, LLC

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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