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Donald F Dempsey

Wealth Enhancement Advisory Services, LLC

South Burlington, VT

Plymouth, MN

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-09-02
  • VT RA
    APPROVED
    Since 2025-09-02

Branch Locations

1223 Shelburne Rd Suite 410, South Burlington, VT 05403 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dempsey Investment Management, Llc South Burlington VT 02/2005 08/2025
Wealth Enhancement Advisory Services South Burlington VT 09/2025 Present
Wealth Enhancement Group South Burlington VT 09/2025 Present
  • 02/2005 → 08/2025
    Dempsey Investment Management, Llc
    South Burlington, VT
  • 09/2025 → Present
    Wealth Enhancement Advisory Services
    South Burlington, VT
  • 09/2025 → Present
    Wealth Enhancement Group
    South Burlington, VT
Previous Registrations
  • 2005-04-21 → 2025-09-11
    Dempsey Investment Management, Llc
    Willston, VT
    South Burlington, VT
  • 1997-03-21 → 2004-11-29
    Charles Schwab & Co., Inc.
    Burlington, VT
Other Businesses

AUTHOR - SOUTH BURLINGTON, VT - SELF PUBLISHED AUTHOR. 0 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-19
S63 Uniform Securities Agent State Law Examination 1994-10-11
  • S65 Uniform Investment Adviser Law Examination
    1995-05-19
  • S63 Uniform Securities Agent State Law Examination
    1994-10-11
Designations
Other Names
  • Don Dempsey
  • Donald Fenton Dempsey
  • Donald Fenton Dempsey

View on SEC IAPD

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Other Offices

EAGLE STRATEGIES LLC · SOUTH BURLINGTON, VT
FARROW FINANCIAL INC · SOUTH BURLINGTON, VT
KESTRA ADVISORY SERVICES, LLC · SOUTH BURLINGTON, VT
KESTRA ADVISORY SERVICES, LLC · SOUTH BURLINGTON, VT
EDWARD JONES · SOUTH BURLINGTON, VT
AMOR FATI FINANCIAL SERVICES LLC · SOUTH BURLINGTON, VT
BERGER FINANCIAL GROUP · South Burlington, VT
AMERIPRISE FINANCIAL SERVICES, LLC · South Burlington, VT

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