David Sebastian Nilsen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 07/2019
  Commonwealth Financial Network
  Waltham, MA
• 03/2009 → Present
  Obispo Wealth Management
  San Luis Obispo, CA
• 08/2019 → Present
  Lpl Financial
  San Luis Obispo, CA

Previous Registrations

• 2009-03-03 → 2019-08-06
  Commonwealth Financial Network
  San Luis Obispo, CA
  San Diego, CA
• 2005-11-14 → 2009-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Luis Obispo, CA
  Westlake Village, CA
• 1998-11-02 → 2005-11-16
  Morgan Stanley Dw Inc.
  S Luis Obisp, CA

Other Businesses

1)03/2009 - DBA for LPL Business (entity for LPL business) - OBISPO WEALTH MANAGEMENT - 90% - INVESTMENT RELATED - SAN LUIS OBISPO, CA 93401 2)02/2015 - Pre-paid legal services - www.Legalshield.com - 10% - INVESTMENT RELATED - SAN LUIS OBISPO, CA 93401 3) 3/25/2021 - Obispo Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/24/2021 - 10 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-29
• S63 Uniform Securities Agent State Law Examination
  1994-09-19