Thomas Michael Wiseman

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 07/2019
  Fifth Third Securities
  Englewood, OH
• 07/2019 → 02/2026
  U.S. Bancorp Investments, Inc.
  Delphos, OH
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Delphos, OH

Previous Registrations

• 2019-08-12 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
  Anna, OH
  Sidney, OH
  Botkins, OH
  Fremont, OH
  Tiffin, OH
  Port Clinton, OH
  Bellville, OH
  Shelby, OH
  Lucas, OH
  Oak Harbor, OH
  Versailles, OH
  Jackson Center, OH
  Piqua, OH
  Fremont, OH
  Delphos, OH
  Fort Loramie, OH
  Ada, OH
  Van Wert, OH
• 2012-08-21 → 2019-08-09
  Fifth Third Securities, Inc.
  Englewood, OH
  Brookville, OH
  Trotwood, OH
  West Milton, OH
  Sidney, OH
  Sidney, OH
  West Milton, OH
  Dayton, OH
  Trotwood, OH
  Dayton, OH
  Eaton, OH
  Wapakoneta, OH
  Lima, OH
  Lima, OH
  Huber Heights, OH
  Huber Heights, OH
  Englewood, OH
  Greenville, OH
  Bellefontaine, OH
  Piqua, OH
• 2005-03-02 → 2005-05-18
  Ameriprise Advisor Services, Inc.
  Centerville, OH
• 2004-01-06 → 2004-08-04
  Ncf Financial Services, Inc.
  Nashville, TN
• 2003-02-18 → 2003-10-21
  Equitable Advisors, Llc
  Cincinnati, OH

Other Businesses

Piqua City Schools; Not Investment-Related; Piqua,OH; Soccer Coach; No Ownership; Head Varsity Soccer Coach- Boys; 05/01/2020; 15 hours/month; 0 hours/ trading; Soccer Coach

Exams

• S66 Uniform Combined State Law Examination
  2001-10-30
• S63 Uniform Securities Agent State Law Examination
  1997-09-11

Other Names

• Tom Wiseman