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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-28
VA RA APPROVED 2020-05-07
  • TX RA
    APPROVED
    Since 2026-01-28
  • VA RA
    APPROVED
    Since 2020-05-07

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

999 Waterside Drive Suite 2220, Norfolk, VA 23510 • United States

Gloucester, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Norfolk VA 01/2011 05/2020
Raymond James Financial Services, Inc. Norfolk VA 05/2020 05/2022
Steward Partners Global Advisory Llc Norfolk VA 05/2020 Present
Steward Partners Investment Advisory, Llc Norfolk VA 05/2020 Present
Steward Partners Investment Solutions, Llc Norfolk VA 05/2022 Present
Previous Registrations
Other Businesses

1)Name of Business : Steward Partners Investment Advisory LLC Address: 999 Waterside Dr Ste 2220, Norfolk, VA Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related:Yes Start Date: 05/06/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Investment Advising. 2)Name of Business : Nottingham Wealth Management Group Address: 999 Waterside Dr Ste 2100,Norfolk, VA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/06/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor. 3) Name of Business: Personal Airbnb; City/State: Glocester, VA; Nature of business: Guest House rental on same property as primary residence; Position/Title: Owner; List of duties: book rentals using Airbnb website; 1 HR/MO devoted to activity; 0 HRS/MO devoted during business hours; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-24
S63 Uniform Securities Agent State Law Examination 1994-09-16
  • S65 Uniform Investment Adviser Law Examination
    1995-10-24
  • S63 Uniform Securities Agent State Law Examination
    1994-09-16
Other Names
  • Susan Rebecca Mitchell
  • Susan Mitchell Bell
  • Susan Mitchell Bell
  • Susan B. Nottingham

View on SEC IAPD

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