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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-06-01
NV RA APPROVED 2025-09-17
GA RA APPROVED 2025-09-05
CA RA APPROVED 2025-01-01
FL RA APPROVED 2025-01-01
OR RA APPROVED 2025-01-01
SC RA APPROVED 2025-01-01
VT RA APPROVED 2025-01-01
NJ RA APPROVED 2022-02-02
WA RA APPROVED 2021-09-15
MN RA APPROVED 2021-07-16
NY RA APPROVED 2021-04-16
LA RA APPROVED 2020-11-05
OH RA APPROVED 2020-09-17
TX RA APPROVED_RES 2018-08-19
RI RA APPROVED 2016-11-07
NC RA APPROVED 2012-05-17
PA RA APPROVED 2011-04-11
CT RA APPROVED 2008-03-14
IL RA APPROVED 2008-01-07
ME RA APPROVED 2007-04-03
MA RA APPROVED 2001-01-21
NH RA APPROVED 2001-01-02
  • VA RA
    APPROVED
    Since 2026-06-01
  • NV RA
    APPROVED
    Since 2025-09-17
  • GA RA
    APPROVED
    Since 2025-09-05
  • CA RA
    APPROVED
    Since 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01
  • OR RA
    APPROVED
    Since 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01
  • VT RA
    APPROVED
    Since 2025-01-01
  • NJ RA
    APPROVED
    Since 2022-02-02
  • WA RA
    APPROVED
    Since 2021-09-15
  • MN RA
    APPROVED
    Since 2021-07-16
  • NY RA
    APPROVED
    Since 2021-04-16
  • LA RA
    APPROVED
    Since 2020-11-05
  • OH RA
    APPROVED
    Since 2020-09-17
  • TX RA
    APPROVED_RES
    Since 2018-08-19
  • RI RA
    APPROVED
    Since 2016-11-07
  • NC RA
    APPROVED
    Since 2012-05-17
  • PA RA
    APPROVED
    Since 2011-04-11
  • CT RA
    APPROVED
    Since 2008-03-14
  • IL RA
    APPROVED
    Since 2008-01-07
  • ME RA
    APPROVED
    Since 2007-04-03
  • MA RA
    APPROVED
    Since 2001-01-21
  • NH RA
    APPROVED
    Since 2001-01-02

Branch Locations

160 Gould Street Suite 310, Needham, MA 02494 • United States

Norfolk, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co. Of America New York NY 03/1995 Present
The Guardian Life Ins. Co. New York NY 04/1995 Present
Guardian Life Insurance Company Norfolk MA 06/2024 Present
Park Avenue Securities Norfolk MA 06/2024 Present
Park Avenue Securities Llc New York NY 05/1999 Present
  • 03/1995 → Present
    Guardian Life Insurance Co. Of America
    New York, NY
  • 04/1995 → Present
    The Guardian Life Ins. Co.
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Norfolk, MA
  • 06/2024 → Present
    Park Avenue Securities
    Norfolk, MA
  • 05/1999 → Present
    New York, NY
Other Businesses

1. Season Red Sox tickets and I sell off parts or the season, Start: 03/31/2012, Address: N/A, Hrs per month - tot/bus: 5/2, Not investment related, 2) Sunstone Wealth Strategies. LLC-DBA Start: 03/07/2021, Address: 5 evergreen road Norfolk ma 02056, 160 gould street Needham ma 02494, 50 total hours per month, 50 during securities trading hours Investment related, Less than 10% annual compensation, 3) Insurance other than Guardian-Advisor, Nature of Business: Insurance sales, Start date: 01/01/2025, Address: 160 Gould street Needham, ma 02494 Suite 310, Duties: Insurance other than Guardian 2 total hours per month; 1 during securities trading hours, Investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-20
S63 Uniform Securities Agent State Law Examination 1994-08-26
  • S65 Uniform Investment Adviser Law Examination
    1998-11-20
  • S63 Uniform Securities Agent State Law Examination
    1994-08-26
Other Names
  • Barry D Zimmerman
  • Barry David Zimmerman

View on SEC IAPD

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