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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-01 |
| NV | RA | APPROVED | 2025-09-17 |
| GA | RA | APPROVED | 2025-09-05 |
| CA | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| OR | RA | APPROVED | 2025-01-01 |
| SC | RA | APPROVED | 2025-01-01 |
| VT | RA | APPROVED | 2025-01-01 |
| NJ | RA | APPROVED | 2022-02-02 |
| WA | RA | APPROVED | 2021-09-15 |
| MN | RA | APPROVED | 2021-07-16 |
| NY | RA | APPROVED | 2021-04-16 |
| LA | RA | APPROVED | 2020-11-05 |
| OH | RA | APPROVED | 2020-09-17 |
| TX | RA | APPROVED_RES | 2018-08-19 |
| RI | RA | APPROVED | 2016-11-07 |
| NC | RA | APPROVED | 2012-05-17 |
| PA | RA | APPROVED | 2011-04-11 |
| CT | RA | APPROVED | 2008-03-14 |
| IL | RA | APPROVED | 2008-01-07 |
| ME | RA | APPROVED | 2007-04-03 |
| MA | RA | APPROVED | 2001-01-21 |
| NH | RA | APPROVED | 2001-01-02 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
Norfolk, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | New York | NY | 03/1995 | Present |
| The Guardian Life Ins. Co. | New York | NY | 04/1995 | Present |
| Guardian Life Insurance Company | Norfolk | MA | 06/2024 | Present |
| Park Avenue Securities | Norfolk | MA | 06/2024 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
1. Season Red Sox tickets and I sell off parts or the season, Start: 03/31/2012, Address: N/A, Hrs per month - tot/bus: 5/2, Not investment related, 2) Sunstone Wealth Strategies. LLC-DBA Start: 03/07/2021, Address: 5 evergreen road Norfolk ma 02056, 160 gould street Needham ma 02494, 50 total hours per month, 50 during securities trading hours Investment related, Less than 10% annual compensation, 3) Insurance other than Guardian-Advisor, Nature of Business: Insurance sales, Start date: 01/01/2025, Address: 160 Gould street Needham, ma 02494 Suite 310, Duties: Insurance other than Guardian 2 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
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